Lead Compliance Officer - Regulatory Inventory Product Owner

Lead Compliance Officer For Risk And Regulatory Change Management (Rrcm) Operations

Wells Fargo is seeking a Lead Compliance Officer for the Risk and Regulatory Change Management (RRCM) Operations role as part of Corporate Compliance Regulatory Change Management (CRCM).

The RCIM team is dedicated to ensuring that Wells Fargo's regulatory changes are implemented by supporting the CRCM's operations including support of RRCM product platform.

In this role, you will:

• Support operational excellence efforts and product enablement activities related to RCM
• Support efforts to execute strategic objectives to deliver customer value added tools and capabilities
• Support process improvement initiatives, reviews, research, and compile data/information
• Serve as product owner (level 1) for RRCM application(s)
• Manage product stories aligned to prioritized features and strategic epics
• Support the compliance function and promote a culture of compliance within the organization
• Monitor reporting, escalation, and timely remediation of issues, deficiencies, or regulatory matters regarding compliance risk management.

Required Qualifications:

• 5+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• 4+ years process design and optimization experience
• 2+ years of Product support experience
• Ability to successfully explain and guide people through the process and manage any low-level process requirements
• Strong Analytical skills, critical thinking with problem solving competency
• Ability to redesign processes and enhance solutions through identifying technical solutions
• Experience collaborating and building relationships across multiple stakeholders
• Demonstrated ability to build and maintain strong relationships with key stakeholder groups
• Effective communication and presentation skills for varying levels of information
• Six Sigma Certification or Certified Regulatory Compliance Manager (CRCM)

Job Expectations:

Locations:

• 401 S Tryon Street, Charlotte, NC
• 600 S 4th Street, Minneapolis, MN
• 401 Las Colinas Blvd W, Irving, TX
• This position offers a hybrid work schedule
• Required location(s) listed above. Relocation assistance is not available for this position.
• This position is not eligible for Visa sponsorship
• This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents
• Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to the Wells

Pay Range

Reflected is the base pay range offered for this position. Pay may vary depending on factors including but not limited to achievements, skills, experience, or work location. The range listed is just one component of the compensation package offered to candidates.

$119,000.00 - $206,000.00

Benefits

Wells Fargo provides eligible employees with a comprehensive set of benefits, many of which are listed below. Visit Benefits - Wells Fargo Jobs for an overview of the following benefit plans and programs offered to employees.

• Health benefits
• 401(k) Plan
• Paid time off
• Disability benefits
• Life insurance, critical illness insurance, and accident insurance
• Parental leave
• Critical caregiving leave
• Discounts and savings
• Commuter benefits
• Tuition reimbursement
• Scholarships for dependent children
• Adoption reimbursement

We Value Equal Opportunity

Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.