JobsUSAAssistant Investment Officer(Floater)
Company : City National Bank
Location : Los Angeles, CA, 90012
Posted Date : 15 September 2025
Job Type : Other
Category : Administrative Assistance
Occupation : Assistant
Job Details
WHAT IS THE OPPORTUNITY?
Assist Investment Officers in managing and servicing a highly diverse, high net-worth client base. This includes completing new account paperwork, answering client and colleague investment products/services related inquiries, resolving account-related issues, gathering financial information, recommending investment products and services to CNS clients, and executing trades. Cultivate and maintain on-going client relationships by introducing and cross selling other financial products and services. Must be able to communicate effectively and professionally with clients and Bank colleagues of all levels and in a variety of settings.
What you will do
- Provide a high level of professional client service and support. Answers inquiries, resolve problems, promote and sell products/services and enter and confirm sales and trades. Able to explain/translate complex financial concepts in a clear and organized manner.
- Provide suitable recommendations to CNS clients on approved products including fixed income, mutual funds, and managed products.
- Provide Sales and Administrative Support to Investment Officers and client requests across a broad range of brokerage activities for retirement and non-retirement accounts including establishing new accounts, processing account transfers, securities processing, restricted stock, securities settlement, cashiering, corporate reorganizations, dividends, margin, and tax inquiries.
- Provide Administrative support primarily to Investment Officers and clients with the City National Securities Registered Investment Advisory Program. Support the Financial Advisors when the Investment Relationship Officers are not available.
- Excellent interpersonal skills and relationship building skills. Frequent interaction with bank and CNS personnel as needed to service bank CNB/CNS clients.
- Prepare and obtain financial information for new and existing clients (e.g., tax status, investment objectives, investment history) as appropriate.
- Maintain appropriate knowledge of other Bank products and services, particularly those of Wealth Management. Has the ability analyze client needs, the risks and advantages/disadvantages of various client investment opportunities in light of the client's individual financial circumstances, identify cross-sell opportunities and make appropriate referrals.
- Keep Investment Officers apprised of significant client issues and potential problems.
- Maintain a strong working knowledge of current economic and market events and their impact on various investment vehicles.
- Comply with and conform to all compliance and regulatory requirements of all regulatory authorities and of City National Securities.
- Maintain a proactive commitment to established Bank programs, such as Customer First, Community Reinvestment Act (CRA), and Affirmative Action.
- Maintain proficient knowledge of all CNS systems as required to perform job requirements.
- Two to five years of Customer Service or Operational experience at a Broker Dealer.
- Series 7 license
- Series 63 and Series 65 licenses or Series 66 license
- Bachelors degree in Business, Finance, or related area or equivalent experience.
- Knowledge of SEC and FINRA rules and regulations.
- Knowledge of National Financial Systems.
- Knowledge of Equities, Mutual Funds, Fixed Income, IRA's, and 529 Plans.
- Excellent verbal and written communications skills, particularly on the telephone.
- Excellent interpersonal skills to interact effectively with all levels of business.
- Ability to multi-task and perform with a high degree of accuracy in a fast-paced, dynamic environment with heavy workloads and high call volumes.
Starting base salary: $65,296 - $104,304 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.
*To be considered for this position you must meet at least these basic qualifications
The preceding job description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job.
Benefits and Perks
At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks.
INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT
City National Bank is an equal opportunity employer committed to diversity and inclusion. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other basis protected by law.'
ABOUT CITY NATIONAL
We start with a basic premise: Business is personal. Since day one we've always gone further than the competition to help our clients, colleagues and community flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs and that legacy of integrity, community and unparalleled client relationships continues to drive phenomenal growth today. City National is a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies.
#LI-JO1
#GD-JO
#CA-JO
Recently Posted Jobs
Travel Cath Lab Technologist - $2,726 per week
LanceSoft Inc
Albany, GA
Non-Certified Pharmacy Technician (Part-Time)
Hy-Vee
Kirksville, MO
Portfolio Accountant
EisnerAmper
Melville, NY
Data Entry Clerk
Labor Finders
Wichita, KS
Physical Therapist Assistant - Full Time
Renewal Rehab
Barrington Hills, IL
Engineer II - CGS/PL
Constellation Energy
Baltimore, MD
Travel Nurse RN - PICU - Pediatric Intensive Care - $1,956 per week
Sharp Medical Staffing
Marietta, GA
Assistant Manager Firehouse Subs Dana Park
Firehouse Subs
Mesa, AZ
Service Loyalty Coordinator - AutoNation Toyota Las Vegas
AutoNation
Las Vegas, NV
Sr Analyst-Supply Chain
Verizon
Alburtis, PA
Nurse Practitioner - Family Medicine - Easton
Luminis Health
Easton, MD
Pharmacy Technician Supervisor
Cone Health
Greensboro, NC
Manager LPN / LVN - Clinical Support Specialist - $61K-87K per year
ChenMed
Jacksonville, FL
Paralegal II - Bilingual (English and Spanish)
Marriott Vacations Worldwide
Kennedy Space Center, FL
Volunteer Coach for youth Soccer
i9 Sports
Scottsdale, AZ
Other Jobs You May Like
Senior Financial Analyst, Commercial Skeletal Conditions FP&A
Company : BioSpace, Inc.
Location : San Rafael, CA
Senior ERP Portfolio Manager (Oracle Cloud & UKG) - Remote
Company : Cedars-Sinai
Location : Beverly Hills, CA
Portfolio Manager - Commercial (Emerging Middle Market)
Company : Hispanic Alliance for Career Enhancement
Location : Newport Beach, CA
VP, Portfolio Manager - Commercial Banking
Company : Hispanic Alliance for Career Enhancement
Location : Sacramento, CA
Senior Analyst, Marketing Business Intelligence (Pricing Analytics)
Company : AbbVie
Location : Irvine, CA
Chief Financial Officer - Operations - S Div
Company : Providence Health & Services
Location : Irvine, CA
Top searches
Employment opportunities at City National Bank
- City National Bank jobs near me Los Angeles, CA
- City National Bank jobs hiring near me Los Angeles, CA
- City National Bank jobs near Los Angeles, CA
- City National Bank jobs hiring near me
- City National Bank openings near me
- City National Bank jobs near me in Los Angeles, CA
- City National Bank jobs hiring in Los Angeles, CA
- Employment opportunities near me
- Job openings near me
- Jobs hiring immediately
Trending Searches in Los Angeles, CA
- Full time jobs near me Los Angeles, CA
- Local job openings
- Places hiring near me
- Job vacancies near me
- Investment officer jobs near me Los Angeles, CA
- Investment officer jobs hiring near me Los Angeles, CA
- Investment officer jobs hiring near Los Angeles, CA
- Investment officer jobs near Los Angeles, CA
- Investment officer jobs near me in Los Angeles, CA
- Investment officer jobs in Los Angeles, CA