Principal Auditor - Risk Management

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations.

Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

Capital One is seeking an energetic, self-motivated Principal Auditor (Experienced Senior Auditor) interested in becoming part of our Audit team. As a member of the Audit team, the candidate will focus on audits of Second Line Risk Management (Enterprise Risk Management, Operational Risk Management, Third Party Risk Management, Business Continuity, Payment Risk, Network Conflict Risk) and the First Line Risk Offices.

The role will also provide Subject Matter Expertise and advisory to other audit teams regarding risk management.

Responsibilities:

• Lead small audits, or own completion of significant components of larger audits.
• Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks.
• Design and execute appropriate audit procedures to verify the effectiveness of internal controls and/or the appropriateness of enterprise frameworks and requirements.
• Prepare clear, organized, and complete documentation to support work performed and conclusions reached.
• Establish and maintain good client and team relations during engagements.
• Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results.
• Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires.

Requirements:

• Bachelor's Degree or military experience
• At least 3 years of experience in auditing, accounting, financial analysis, compliance, or a combination.

Preferred Qualifications:

• 1+ year of experience in leading audits and performing in the role of auditor-in-charge
• 2+ years of experience in banking or in financial services
• 4+ years experience in internal audit or risk management
• 1+ years of experience in performing data analysis in support of internal auditing
• Master’s Degree in Accounting, Master’s Degree in Finance or Master of Business Administration
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification

Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws.