Principal Business Risk Control Specialist

Principal Business Risk Control Specialist

The Principal Business Risk Control Specialist is responsible for performing business compliance and operational risk and control activities. Educating and training the business to ensure compliance with regulations. Evaluating current operations across the business to identify areas for enhancements. Partnering with the business to implement processes. Actively managing and escalating risk and customer-impacting issues within the day-to-day role to management.

Responsibilities include:

• Providing education and monitoring the business on requirements of company policies and standards related to risk and control ownership.
• Developing and implementing job aids and tools to facilitate efficient completion of policy and standard requirements.
• Identifying and implementing effective controls to manage operational, financial, and compliance risks. Maintaining an accurate library of risks and controls.
• Performing control design reviews and compliance risk assessments.
• Monitoring the risk and control environment for weaknesses and identifying solutions to improve the effectiveness and efficiency of controls.
• Executing control testing plans.
• Creating and distributing monthly risk reporting and complaints data. Leading customer complaint remediation projects.
• Leading the completion of projects. Developing, implementing, and administering control standardization and workflow solutions. Creating continuous monitoring exception reports for critical business processes.

Basic Qualifications:

• Bachelors Degree
• At least 4 years of Financial services, Marketing, Compliance, Internal Audit Operations or Vendor Management experience
• At least 3 years of experience supporting, partnering and interacting with internal business clients

Preferred Qualifications:

At least 6 years of Financial services, Compliance, Internal Audit Operations or Vendor Management Experience - At least 3 years of Project Management experience leading cross functional projects and programs in Risk

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws.