Audit Director- Commercial

Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations.

Capital One is seeking an energetic and self-motivated Audit Director to join its Commercial Bank Audit team. This key role is responsible for overseeing all facets of audit deliverables, with a specific focus on Capital One's Commercial Capital Markets, Swap Dealer, Treasury Management, and Lending portfolios as well as people leadership responsibilities.

Beyond audit execution, the Director will play a crucial role in the strategic development of the annual audit plan. This includes providing valuable input based on a comprehensive understanding of the commercial landscape, emerging risks, and business priorities, contributing to a proactive audit approach that adequately covers critical areas.

Responsibilities:

• Lead and/or execute operational related audits within Capital One, including the supervision of audit staff on related audit engagements.
• Proactively monitor the assigned audit universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk assessments, audit universe, and audit plan.
• Review engagement planning documentation and audit programs to ensure adequate coverage of risk and sufficient rationale for audit scope.
• Supervise and coordinate work assignments amongst audit team members. Provide timely feedback, on-the-job training and coaching to audit staff and direct reports.
• Establish and maintain good relationships with key business and audit partners. Leverage specialized knowledge and skills, providing management with insight into their area of subject-matter focus.
• Provide subject matter expertise to audit partners and ensure comprehensive audit coverage of owned risk domains.
• Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues.
• Deliver appropriate, succinct and organized information, tailoring communication style to audience.
• Manage timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative activities.

Requirements:

• Bachelor's degree or military experience
• At least 10 years of experience in auditing Commercial Banking lines of business (Lending, Capital Markets, Swap Dealer)
• At least 5 years of experience in banking or financial services
• At least 3 years of experience in people management
• At least 3 years of experience managing audit engagements

Preferred Qualifications:

• Master's Degree in Accounting, Finance, Economics, or Business Administration
• Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA) or a relevant certification.
• 12+ years of experience in internal auditing, first or second line or a combination
• 7+ years of experience in banking or financial services
• 7+ years of experience in leadership or supervisory roles
• 1+ years of experience performing data analysis in support of internal auditing

Capital One is an equal opportunity employer committed to non-discrimination in compliance with applicable federal, state, and local laws.